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Results 1 - 50 of 125  for Library Catalog (Excludes Articles)

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Result Number Material Type Add to My Shelf Action Record Details and Options
1
Struggle and survival on Wall Street : the economics of competition among securities firms
Material Type:
Book
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Struggle and survival on Wall Street : the economics of competition among securities firms

John O. Matthews

c1994

Available at UDM McNichols Campus Library  UDM McNichols Library Stacks  (HG 4910 .M353 1994 )()

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2
The industrial organization and regulation of the securities industry
Material Type:
Book
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The industrial organization and regulation of the securities industry

Andrew W Lo (Andrew Wen-Chuan)

1996

Online access

3
Material Type:
Journal
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Securities industry news.

199?

Online access

4
Making money with statistical arbitrage generating alpha in sideway markets with this option strategy
Material Type:
Book
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Making money with statistical arbitrage generating alpha in sideway markets with this option strategy

Jan. Becker

2013

Online access

5
Capital ideas : the improbable origins of modern Wall Street
Material Type:
Book
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Capital ideas : the improbable origins of modern Wall Street

Peter L. Bernstein

c1992

Available at UDM McNichols Campus Library  UDM McNichols Library Stacks  (HG 173 .B47 1992 )()

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6
The challenge of enforcement in the securities markets mission impossible?
Material Type:
Book
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The challenge of enforcement in the securities markets mission impossible?

Ana. Carvajal Jennifer A. Elliott 1962-; International Monetary Fund. Monetary and Capital Markets Dept.

2009

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7
Corporate actions a guide to securities event management
Material Type:
Book
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Corporate actions a guide to securities event management

Michael Simmons 1951- Elaine Dalgleish

c2006

Online access

8
Material Type:
Journal
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Wall street letter.

Institutional Investor (Firm)

Online access

9
Regulation and compliance in operations
Material Type:
Book
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Regulation and compliance in operations

David. Loader Securities Institute.

2004

Online access

10
Wall Street : a history
Material Type:
Book
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Wall Street : a history

Charles R. Geisst

1997

Available at UDM McNichols Campus Library  UDM McNichols Library Stacks  (HG 4572 .G4 1997 )()

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11
The Wall Street primer : the players, deals, and mechanics of the U.S. securities market
Material Type:
Book
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The Wall Street primer : the players, deals, and mechanics of the U.S. securities market

Jason A. Pedersen

2009

Available at UDM McNichols Campus Library  UDM McNichols Library Stacks  (HG 4910 .P422 2009 )()

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12
Understanding the markets
Material Type:
Book
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Understanding the markets

David. Loader

2002

Online access

13
The long-term day trader short-term strategies to boost your long-term profits
Material Type:
Book
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The long-term day trader short-term strategies to boost your long-term profits

Michael. Sincere Deron Wagner

c2000

Online access

14
France financial sector assessment program: detailed assessment of observance of IOSCO objectives and principles of securities regulation.
Material Type:
Book
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France financial sector assessment program: detailed assessment of observance of IOSCO objectives and principles of securities regulation.

International Monetary Fund.

2013

Online access

15
Blue skies and boiler-rooms : buying and selling securities in Canada, 1870-1940
Material Type:
Book
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Blue skies and boiler-rooms : buying and selling securities in Canada, 1870-1940

Christopher Armstrong 1942- author. Canadian Electronic Library (Firm), distributor.

1997

Online access

16
Material Type:
Book
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First International Conference on Artificial Intelligence Applications on Wall Street : proceedings, October 9-11, 1991, New York, New York

International Conference on Artificial Intelligence Applications on Wall Street (1st : 1991 : New York, N.Y.) Polytechnic University (Brooklyn, New York, N.Y.). Division of Management.

c1991

Online access

17
Material Type:
Journal
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Asset securitization report.

2001

Online access

18
Public access to market data : improving transparency and competition : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 14, 2001.
Material Type:
Book
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Public access to market data : improving transparency and competition : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 14, 2001.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

2001

Online access

19
Rating the rating agencies : the state of transparency and competition : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, April 2, 2003.
Material Type:
Book
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Rating the rating agencies : the state of transparency and competition : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, April 2, 2003.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

2003

Online access

20
More they told Barron : conversations and revelations of an American Pepys in Wall Street
Material Type:
Book
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More they told Barron : conversations and revelations of an American Pepys in Wall Street

Clarence W. Barron (Clarence Walker), 1855-1928. Arthur Pound 1884-1966.; Samuel Taylor Moore 1893-

1931

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21
Wall Street polices itself how securities firms manage the legal hazards of competitive pressures
Material Type:
Book
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Wall Street polices itself how securities firms manage the legal hazards of competitive pressures

David P. McCaffrey 1930- David W Hart

1998

Online access

22
Career guidebook for IT in exchanges
Material Type:
Book
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Career guidebook for IT in exchanges

Essvale Corporation Corporate Author Essvale Corporation.

2011

Online access

23
Regulation of securities, markets, and transactions a guide to the new environment
Material Type:
Book
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Regulation of securities, markets, and transactions a guide to the new environment

Patrick S. Collins 1940-

2011

Online access

24
Dangerous dreamers : the financial innovators from Charles Merrill to Michael Milken
Material Type:
Book
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Dangerous dreamers : the financial innovators from Charles Merrill to Michael Milken

Robert Sobel 1931 February 19-1999.

c1993

Available at UDM McNichols Campus Library  UDM McNichols Library Stacks  (HG 4621 .S65 1993 )()

25
Greed and glory on Wall Street : the fall of the house of Lehman
Material Type:
Book
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Greed and glory on Wall Street : the fall of the house of Lehman

Ken. Auletta

1st ed.. c1986

Available at UDM McNichols Campus Library  UDM McNichols Library Stacks  (HG 5129 .N5 A8 1986 )()

26
Material Type:
Book
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Report to the Securities and Exchange Commission regarding arbitrator conflict disclosure requirements in NASD and NYSE securities arbitrations

Michael A. Perino United States. Securities and Exchange Commission

2002

Online access. The library also has physical copies.

27
Integration of the securities market infrastructure in the European Union policy and regulatory issues
Material Type:
Book
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Integration of the securities market infrastructure in the European Union policy and regulatory issues

Elias G. Kazarian 1957- International Monetary Fund. Monetary and Capital Markets Dept.

c2006

Online access

28
Rogues of Wall Street : how to manage risk in the cognitive era
Material Type:
Book
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Rogues of Wall Street : how to manage risk in the cognitive era

Andrew B. Waxman author.

2017

Online access

29
Capital markets in India
Material Type:
Book
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Capital markets in India

Rajesh Chakrabarti; Sankar De

2010

Online access

30
New stock trend detector : a review of the 1929-1932 panic and the 1932-1935 bull market : with new rules and charts for detecting trend of stocks
Material Type:
Book
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New stock trend detector : a review of the 1929-1932 panic and the 1932-1935 bull market : with new rules and charts for detecting trend of stocks

William D. Gann author.

2016

Online access

31
Material Type:
Book
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Fair Access to Investment Research Act of 2015 : report together with minority views (to accompany H.R. 2356) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services author.

2016

Online access. The library also has physical copies.

32
Material Type:
Book
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Streamlining Excessive and Costly Regulations Review Act : report together with minority views (to accompany H.R. 2354) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Financial Services author.

2016

Online access. The library also has physical copies.

33
Capital markets, derivatives and the law
Material Type:
Book
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Capital markets, derivatives and the law

Alan N. Rechtschaffen

c2009

Online access

34
Material Type:
Journal
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Waters (New York, N.Y.)

Waters Information Services, Inc.

c1993-

Online access

35
Fundamentals of the securities industry
Material Type:
Book
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Fundamentals of the securities industry

William A. Rini

c2003

Available at UDM McNichols Campus Library  UDM McNichols Library Stacks  (HG 4521 .R538 2003 )()

36
China and India learning from each other : reforms and policies for sustained growth
Material Type:
Book
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China and India learning from each other : reforms and policies for sustained growth

Changing Economic Structures in China and India: Domestic and Regional Implications Corporate Author ; Changing Economic Structures in China and India: Domestic and Regional Implications (2005 : Beijing, China) Jahangir Aziz; Steven Vincent Dunaway; Eswar Prasad; International Monetary Fund.; Changing Economic Structures in China and India: Domestic and Regional Implications

c2006

Online access

37
Material Type:
Book
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A view from the street

Donald T. Regan

1972

Available at UDM McNichols Campus Library  UDM McNichols Library Stacks  (HG 4572 .R48 )()

38
Mutual fund industry practices and their effect on individual investors : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, March 12, 2003.
Material Type:
Book
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Mutual fund industry practices and their effect on individual investors : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, March 12, 2003.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.

2003

Online access

39
Material Type:
Book
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Report on the status of the recommendations from the Large Firm Project report

United States. Securities and Exchange Commission. Division of Market Regulation United States. Securities and Exchange Commission. Division of Enforcement

1994?

Online access. The library also has physical copies.

40
Material Type:
Book
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The Large Firm Project : a review of hiring, retention and supervisory practices

United States. Securities and Exchange Commission. Division of Market Regulation United States. Securities and Exchange Commission. Division of Enforcement

1994

Online access. The library also has physical copies.

41
Material Type:
Book
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Once in Golconda : a true drama of Wall Street, 1920-1938

John Brooks 1920-1993.

[1st ed.]. 1969

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42
The causes of the 1929 stock market crash a speculative orgy or a new era?
Material Type:
Book
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The causes of the 1929 stock market crash a speculative orgy or a new era?

Harold. Bierman

1998

Online access

43
Material Type:
Book
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The plungers and the peacocks

Dana Lee Thomas 1918-

1967

Available at UDM McNichols Campus Library  UDM McNichols Library Stacks  (HG 4572 .T46 )()

44
The masters of capital : a chronicle of Wall Street
Material Type:
Book
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The masters of capital : a chronicle of Wall Street

John Moody 1868-1958

1974

Available at UDM McNichols Campus Library  UDM McNichols Library Stacks  (E 173 .C56 )()

45
Material Type:
Other
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Study and report on protections for senior citizens and qualified retirement plans

United States. Securities and Exchange Commission

1996?

Online access. The library also has physical copies.

46
Banking on fraud : Drexel, junk bonds, and buyouts
Material Type:
Book
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Banking on fraud : Drexel, junk bonds, and buyouts

Mary Zey

c1993

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47
The go-go years
Material Type:
Book
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The go-go years

John Brooks 1920-1993.

1973

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48
Material Type:
Book
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Consumer and Investor Access to Information Act of 1999 : report (to accompany H.R. 1858) (including cost estimate of the Congressional Budget Office).

United States. Congress. House. Committee on Commerce

1999-

Available at UDM McNichols Campus Library  UDM McNichols Library Government Document microfiche (3rd floor storage)  (Y 1.1/8:106-350/PT.1 )()

49
America's insurance industry : keeping the promise : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, September 26, 2001.
Material Type:
Book
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America's insurance industry : keeping the promise : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, September 26, 2001.

United States. Congress. House. Committee on Financial Services

2001

Online access

50
Wall Street research past, present, and future
Material Type:
Book
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Wall Street research past, present, and future

Boris. Groysberg Paul M Healy

2013

Online access